SIR WHY IT IS NECESSARY TO GIVE DISCLOSE TO CLIENT ABOUT THE PROPRIETARY TRADING? CLINT WANTS TO SELL THE SHARE IT DOESN'T MATTER WHO PURCHASE IT.

Questions › Category: CA-Final Stock Exchange › SIR WHY IT IS NECESSARY TO GIVE DISCLOSE TO CLIENT ABOUT THE PROPRIETARY TRADING? CLINT WANTS TO SELL THE SHARE IT DOESN'T MATTER WHO PURCHASE IT.

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sagar goenka asked 6 years ago

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Ravi Staff answered 6 years ago

generally broker process trades through stock exchange, in such trades there is no counter party risk, client is at peace.
but if trade is not happening at stock exchange, but broker himself is buying or selling then, such things should be first disclosed to client to understand that these trades depends on broker credibility. Henc it is necessary.
happy to see your doubts, keep going , put more and more doubts